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RocketPool

74%

Process Quality Review (0.8)

RocketPool

Final score:74%
Date:13 Sep 2022
Audit Process:version 0.8
Author:Lena
PQR Score:74%

PASS

Protocol Website:https://rocketpool.net

Scoring Appendix

The final review score is indicated as a percentage. The percentage is calculated as Achieved Points due to MAX Possible Points. For each element the answer can be either Yes/No or a percentage. For a detailed breakdown of the individual weights of each question, please consult this document.

The blockchain used by this protocol
Arbitrum
Ethereum
Polygon
Optimism
Base
#QuestionAnswer
100%
1.100%
2.100%
3.Yes
4.100%
5.100
100%
6.Yes
7.Yes
8.100%
9.100%
70%
10.100%
11.50%
12.Yes
13.0%
14.No
15.Yes
96%
16.100%
17.70%
56%
18.70%
19.100%
20.0%
21.100%
22.100%
23.0%
24.0%
25.0%
19%
26.50
27.No
28.No
Total:74%

Very simply, the audit looks for the following declarations from the developer's site. With these declarations, it is reasonable to trust the smart contracts.

  • Here is my smart contract on the blockchain
  • You can see it matches a software repository used to develop the code
  • Here is the documentation that explains what my smart contract does
  • Here are the tests I ran to verify my smart contract
  • Here are the audit(s) performed to review my code by third party experts

This report is for informational purposes only and does not constitute investment advice of any kind, nor does it constitute an offer to provide investment advisory or other services. Nothing in this report shall be considered a solicitation or offer to buy or sell any security, token, future, option or other financial instrument or to offer or provide any investment advice or service to any person in any jurisdiction. Nothing contained in this report constitutes investment advice or offers any opinion with respect to the suitability of any security, and the views expressed in this report should not be taken as advice to buy, sell or hold any security. The information in this report should not be relied upon for the purpose of investing. In preparing the information contained in this report, we have not taken into account the investment needs, objectives and financial circumstances of any particular investor. This information has no regard to the specific investment objectives, financial situation and particular needs of any specific recipient of this information and investments discussed may not be suitable for all investors.

Any views expressed in this report by us were prepared based upon the information available to us at the time such views were written. The views expressed within this report are limited to DeFiSafety and the author and do not reflect those of any additional or third party and are strictly based upon DeFiSafety, its authors, interpretations and evaluation of relevant data. Changed or additional information could cause such views to change. All information is subject to possible correction. Information may quickly become unreliable for various reasons, including changes in market conditions or economic circumstances.

This completed report is copyright (c) DeFiSafety 2023. Permission is given to copy in whole, retaining this copyright label.

Smart Contracts & Team

100%

This section looks at the code deployed on the relevant chain that gets reviewed and its corresponding software repository. The document explaining these questions is here.

1. Are the smart contract addresses easy to find? (%)

Answer: 100%

RocketPool's addresses can be found here. This was clearly labelled in their docs and easy to find. A screenshot of the addresses can be found in the appendix.

Percentage Score Guidance:
100%
Clearly labelled and on website, documents or repository, quick to find
70%
Clearly labelled and on website, docs or repo but takes a bit of looking
40%
Addresses in mainnet.json, in discord or sub graph, etc
20%
Address found but labeling not clear or easy to find
0%
Executing addresses could not be found

2. How active is the primary contract? (%)

Answer: 100%

Contract "RocketDepositPool" is used over 10 times per day in the last month at the time of writing, as indicated in the Appendix. This is a very active contract, averaging to well over 10 transactions a week.

Percentage Score Guidance:
100%
More than 10 transactions a day
70%
More than 10 transactions a week
40%
More than 10 transactions a month
10%
Less than 10 transactions a month
0%
No activity

3. Does the protocol have a public software repository? (Y/N)

Answer: Yes

Rocketpool stores their data in Github.

Score Guidance:
Yes
There is a public software repository with the code at a minimum, but also normally test and scripts. Even if the repository was created just to hold the files and has just 1 transaction.
No
For teams with private repositories.

4. Is there a development history visible? (%)

Answer: 100%

At 2,340 commits and 34 branches, RocketPool's core repository is launching to new heights and earns 100%.

Percentage Score Guidance:
100%
Any one of 100+ commits, 10+branches
70%
Any one of 70+ commits, 7+branches
50%
Any one of 50+ commits, 5+branches
30%
Any one of 30+ commits, 3+branches
0%
Less than 2 branches or less than 30 commits

5. Is the team public (not anonymous)?

Answer: 100

We were able to identify 5 public contributors to the main repository. This was further confirmed by RocketPool's LinkedIn. Where we found the team is documented in our team appendix at the end of this report.

Score Guidance:
100%
At least two names can be easily found in the protocol's website, documentation or medium. These are then confirmed by the personal websites of the individuals / their linkedin / twitter.
50%
At least one public name can be found to be working on the protocol.
0%
No public team members could be found.

Documentation

100%

This section looks at the software documentation. The document explaining these questions is here.

6. Is there a whitepaper? (Y/N)

Answer: Yes

7. Is the protocol's software architecture documented? (Y/N)

Answer: Yes

RocketPool's software architecture is documented with a brief written explanation of its core contract RocketStorage which stores all other contracts here. Further down the page there is a list of all the contracts within RocketStorage.

Score Guidance:
Yes
The documents identify software architecture and contract interaction through any of the following: diagrams, arrows, specific reference to software functions or a written explanation on how smart contracts interact.
No
Protocols receive a "no" if none of these are included.

8. Does the software documentation fully cover the deployed contracts' source code? (%)

Answer: 100%

RocketPool's docs provide 100% software documentation, as the architecture covers the functions of RocketStorage and lists all the contracts within RocketStorage and their corresponding functions.    Additionally, software architecture is documented with illustrations and graphs in their protocol articles on Medium.

Percentage Score Guidance:
100%
All contracts and functions documented
80%
Only the major functions documented
79 - 1%
Estimate of the level of software documentation
0%
No software documentation

9. Is it possible to trace the documented software to its implementation in the protocol's source code? (%)

Answer: 100%

There is explicit traceability between software documentation and implemented code as the contract list at the bottom of "Interacting with Rocket Pool" links to the Rocket Pool Repository on GitHub.

Percentage Score Guidance:
100%
Clear explicit traceability between code and documentation at a requirement level for all code
60%
Clear association between code and documents via non explicit traceability
40%
Documentation lists all the functions and describes their functions
0%
No connection between documentation and code

Testing

70%

10. Has the protocol tested their deployed code? (%)

Answer: 100%

Code examples are in the Appendix at the end of this report.. As per the SLOC, there is 167% testing to code (TtC). This demonstrates great testing rigour and earns the protocol 100%.    This score is guided by the Test to Code ratio (TtC). Generally a good test to code ratio is over 100%. However, the reviewer's best judgement is the final deciding factor.

Percentage Score Guidance:
100%
TtC > 120% Both unit and system test visible
80%
TtC > 80% Both unit and system test visible
40%
TtC < 80% Some tests visible
0%
No tests obvious

11. How covered is the protocol's code? (%)

Answer: 50%

No code coverage report was found, however RocketPool's core repository clearly displays a complete set of tests.

Percentage Score Guidance:
100%
Documented full coverage
99 - 51%
Value of test coverage from documented results
50%
No indication of code coverage but clearly there is a complete set of tests
30%
Some tests evident but not complete
0%
No test for coverage seen

12. Does the protocol provide scripts and instructions to run their tests? (Y/N)

Answer: Yes
Score Guidance:
Yes
Scripts and/or instructions to run tests are available in the testing suite
No
Scripts and/or instructions to run tests are not available in the testing suite

13. Is there a detailed report of the protocol's test results?(%)

Answer: 0%

No test report found.

Percentage Score Guidance:
100%
Detailed test report as described below
70%
GitHub code coverage report visible
0%
No test report evident

14. Has the protocol undergone Formal Verification? (Y/N)

Answer: No

RocketPool has not undergone formal verification.

Score Guidance:
Yes
Formal Verification was performed and the report is readily available
No
Formal Verification was not performed and/or the report is not readily available.

15. Were the smart contracts deployed to a testnet? (Y/N)

Answer: Yes

RocketPool has been deployed to an Ethereum testnet.. The docs provide a detailed view on the Testnet functions and this is adequate evidence of protocol testnet usage.

Score Guidance:
Yes
Protocol has proved their tesnet usage by providing the addresses
No
Protocol has not proved their testnet usage by providing the addresses

Security

96%

This section looks at the 3rd party software audits done. It is explained in this document.

16. Is the protocol sufficiently audited? (%)

Answer: 100%

RocketPool has been audited 3 times before deployment, audit reports can be found here. The most recent report by Trail Of Bits indicates 5 high-severity issues, 2 of which remain not fixed by the RocketPool team. All other issues were fixed.

Percentage Score Guidance:
100%
Multiple Audits performed before deployment and the audit findings are public and implemented or not required
90%
Single audit performed before deployment and audit findings are public and implemented or not required
70%
Audit(s) performed after deployment and no changes required. The Audit report is public.
65%
Code is forked from an already audited protocol and a changelog is provided explaining why forked code was used and what changes were made. This changelog must justify why the changes made do not affect the audit.
50%
Audit(s) performed after deployment and changes are needed but not implemented.
30%
Audit(s) performed are low-quality and do not indicate proper due diligence.
20%
No audit performed
0%
Audit Performed after deployment, existence is public, report is not public OR smart contract address' not found.
Deduct 25% if the audited code is not available for comparison.

17. Is the bounty value acceptably high (%)

Answer: 70%

RocketPool offers an active bug bounty of $250K.

Percentage Score Guidance:
100%
Bounty is 10% TVL or at least $1M AND active program (see below)
90%
Bounty is 5% TVL or at least 500k AND active program
80%
Bounty is 5% TVL or at least 500k
70%
Bounty is 100k or over AND active program
60%
Bounty is 100k or over
50%
Bounty is 50k or over AND active program
40%
Bounty is 50k or over
20%
Bug bounty program bounty is less than 50k
0%
No bug bounty program offered / the bug bounty program is dead
An active program means that a third party (such as Immunefi) is actively driving hackers to the site. An inactive program would be static mentions on the docs.

Admin Controls

56%

This section covers the documentation of special access controls for a DeFi protocol. The admin access controls are the contracts that allow updating contracts or coefficients in the protocol. Since these contracts can allow the protocol admins to "change the rules", complete disclosure of capabilities is vital for user's transparency. It is explained in this document.

18. Is the protocol's admin control information easy to find?

Answer: 70%

Admin control information can be found within the Protocol DAO Medium article. There are explanations on which settings the DAO is reponsible for but there are no further descriptions as to how these decisions are taken; voting and proposal mechanisms. For that matter, Rocketpool will earn 70%;

Percentage Score Guidance:
100%
Admin Controls are clearly labelled and on website, docs or repo, quick to find
70%
Admin Controls are clearly labelled and on website, docs or repo but takes a bit of looking
40%
Admin Control docs are in multiple places and not well labelled
20%
Admin Control docs are in multiple places and not labelled
0%
Admin Control information could not be found

19. Are relevant contracts clearly labelled as upgradeable or immutable? (%)

Answer: 100%

RocketPool's Contract Design & Upgradeability section notes that most RocketPool contracts are made to be upgradeable. A list of protocol contracts is provided and some contracts are identified as internal and thus non-upgradeable. Because of the protocol's open mentions of contract upgradeability, the protocol earns 100%.

Percentage Score Guidance:
100%
Both the contract documentation and the smart contract code state that the code is not upgradeable or immutable.
80%
All Contracts are clearly labelled as upgradeable (or not)
50%
Code is immutable but not mentioned anywhere in the documentation
0%
Admin control information could not be found

20. Is the type of smart contract ownership clearly indicated? (%)

Answer: 0%

The type of ownership is not indicated.

Percentage Score Guidance:
100%
The type of ownership is clearly indicated in their documentation. (OnlyOwner / MultiSig / etc)
50%
The type of ownership is indicated, but only in the code. (OnlyOwner / MultiSig / etc)
0%
Admin Control information could not be found

21. Are the protocol's smart contract change capabilities described? (%)

Answer: 100%

Smart Contract change capabilities are mentioned within the Protocol DAO article.

Percentage Score Guidance:
100%
The documentation covers the capabilities for change for all smart contracts
50%
The documentation covers the capabilities for change in some, but not all contracts
0%
The documentation does not cover the capabilities for change in any contract

22. Is the protocol's admin control information easy to understand? (%)

Answer: 100%

The presented information on admin control is easy to understand and in non-software specific language.    PS: dao.rocketpool.net link not working.

Percentage Score Guidance:
100%
All the contracts are immutable
90%
Description relates to investments safety in clear non-software language
30%
Description all in software-specific language
0%
No admin control information could be found

23. Is there sufficient Pause Control documentation? (%)

Answer: 0%

No pause control information could be found.

Percentage Score Guidance:
100%
If immutable and no changes possible
100%
If admin control is fully via governance
80%
Robust transaction signing process (7 or more elements)
70%
Adequate transaction signing process (5 or more elements)
60%
Weak transaction signing process (3 or more elements)
0%
No transaction signing process evident
Evidence of audits of signers following the process add 20%

24. Is there sufficient Timelock documentation? (%)

Answer: 0%

No pause time lock information could be found.

Percentage Score Guidance:
100%
Documentation identifies and explains why the protocol does not need a Timelock OR Timelock documentation identifies its duration, which contracts it applies to and justifies this time period.
60%
A Timelock is identified and its duration is specified
30%
A Timelock is identified
0%
No Timelock information was documented

25. Is the Timelock of an adequate length? (Y/N)

Answer: 0%

No pause time lock information could be found.

Percentage Score Guidance:
100%
Timelock is between 48 hours to 1 week OR justification as to why no Timelock is needed / is outside this length.
50%
Timelock is less than 48 hours or greater than 1 week.
0%
No Timelock information was documented OR no timelock length was identified.

Oracles

19%

This section goes over the documentation that a protocol may or may not supply about their Oracle usage. Oracles are a fundamental part of DeFi as they are responsible for relaying tons of price data information to thousands of protocols using blockchain technology. Not only are they important for price feeds, but they are also an essential component of transaction verification and security. These questions are explained in this document.

26. Is the protocol's Oracle sufficiently documented? (%)

Answer: 50

RocketPool's oracle source is Oracle DAO, documented and explained at this location. A brief description in their glossary can be found here. The contracts dependent are not identified and there is no relevant software function documentation provided.

Score Guidance:
100%
If it uses one, the Oracle is specified. The contracts dependent on the oracle are identified. Basic software functions are identified (if the protocol provides its own price feed data). Timeframe of price feeds are identified. OR The reason as to why the protocol does not use an Oracle is identified and explained.
75%
The Oracle documentation identifies both source and timeframe, but does not provide additional context regarding smart contracts.
50%
Only the Oracle source is identified.
0%
No oracle is named / no oracle information is documented.

27. Is front running mitigated by this protocol? (Y/N)

Answer: No

RocketPool does not mention front running and does not document any countermeasure against it.

Score Guidance:
Yes
The protocol cannot be front run and there is an explanation as to why OR documented front running countermeasures are implemented.
No
The Oracle documentation identifies both source and timeframe, but does not provide additional context regarding smart contracts.

28. Can flashloan attacks be applied to the protocol, and if so, are those flashloan attack risks mitigated? (Y/N)

Answer: No

RocketPool does not mention flash loan attacks and does not document any countermeasure against it.

Score Guidance:
Yes
The protocol's documentation includes information on how they mitigate the possibilities and extents of flash loan attacks.
No
The protocol's documentation does not include any information regarding the mitigation of flash loan attacks.

Appendices

1// SPDX-License-Identifier: MIT
2
3pragma solidity >=0.6.0 <0.8.0;
4
5/**
6 * @dev Wrappers over Solidity's arithmetic operations with added overflow
7 * checks.
8 *
9 * Arithmetic operations in Solidity wrap on overflow. This can easily result
10 * in bugs, because programmers usually assume that an overflow raises an
11 * error, which is the standard behavior in high level programming languages.
12 * `SafeMath` restores this intuition by reverting the transaction when an
13 * operation overflows.
14 *
15 * Using this library instead of the unchecked operations eliminates an entire
16 * class of bugs, so it's recommended to use it always.
17 */
18library SafeMath {
19    /**
20     * @dev Returns the addition of two unsigned integers, with an overflow flag.
21     *
22     * _Available since v3.4._
23     */
24    function tryAdd(uint256 a, uint256 b) internal pure returns (bool, uint256) {
25        uint256 c = a + b;
26        if (c < a) return (false, 0);
27        return (true, c);
28    }
29
30    /**
31     * @dev Returns the substraction of two unsigned integers, with an overflow flag.
32     *
33     * _Available since v3.4._
34     */
35    function trySub(uint256 a, uint256 b) internal pure returns (bool, uint256) {
36        if (b > a) return (false, 0);
37        return (true, a - b);
38    }
39
40    /**
41     * @dev Returns the multiplication of two unsigned integers, with an overflow flag.
42     *
43     * _Available since v3.4._
44     */
45    function tryMul(uint256 a, uint256 b) internal pure returns (bool, uint256) {
46        // Gas optimization: this is cheaper than requiring 'a' not being zero, but the
47        // benefit is lost if 'b' is also tested.
48        // See: https://github.com/OpenZeppelin/openzeppelin-contracts/pull/522
49        if (a == 0) return (true, 0);
50        uint256 c = a * b;
51        if (c / a != b) return (false, 0);
52        return (true, c);
53    }
54
55    /**
56     * @dev Returns the division of two unsigned integers, with a division by zero flag.
57     *
58     * _Available since v3.4._
59     */
60    function tryDiv(uint256 a, uint256 b) internal pure returns (bool, uint256) {
61        if (b == 0) return (false, 0);
62        return (true, a / b);
63    }
64
65    /**
66     * @dev Returns the remainder of dividing two unsigned integers, with a division by zero flag.
67     *
68     * _Available since v3.4._
69     */
70    function tryMod(uint256 a, uint256 b) internal pure returns (bool, uint256) {
71        if (b == 0) return (false, 0);
72        return (true, a % b);
73    }
74
75    /**
76     * @dev Returns the addition of two unsigned integers, reverting on
77     * overflow.
78     *
79     * Counterpart to Solidity's `+` operator.
80     *
81     * Requirements:
82     *
83     * - Addition cannot overflow.
84     */
85    function add(uint256 a, uint256 b) internal pure returns (uint256) {
86        uint256 c = a + b;
87        require(c >= a, "SafeMath: addition overflow");
88        return c;
89    }
90
91    /**
92     * @dev Returns the subtraction of two unsigned integers, reverting on
93     * overflow (when the result is negative).
94     *
95     * Counterpart to Solidity's `-` operator.
96     *
97     * Requirements:
98     *
99     * - Subtraction cannot overflow.
100     */

JavaScript Tests

Language
Files
Lines
Blanks
Comments
Testing Code
Deployed Code
Complexity
Solidity
71
10700
2191
2001
6508
3892
268

Tests to Code: 6508 / 3892 = 167 %